Investment Management Agreement

Key Benefits of Our Services

  1. Legal Precision:

   Ensure compliance with relevant laws and regulations to avoid disputes or penalties.  

  1. Risk Mitigation:

   Identify and address potential legal or financial risks in your agreements.  

  1. Tailored Solutions:

   Customized documents that align with your business goals and transaction structure.  

  1. Confidentiality:

   Maintain the highest levels of discretion and data security throughout the process.  

  1. Time Efficiency:

   Expedite the document preparation and review process, ensuring timely closures.  

Our Process

  1. Understanding Your Needs:

   We start by understanding the nature of your investment and the desired outcomes.  

  1. Drafting Customized Agreements:

   Develop documents that reflect your goals while maintaining legal and financial clarity.  

  1. Detailed Review & Vetting:

   Analyse existing documents to ensure they are accurate, complete, and risk-free.  

  1. Feedback & Revisions:

   Provide actionable feedback and collaborate to refine the agreements.  

5.Finalization:

   Deliver finalized, legally vetted documents ready for execution.  

Who Can Benefit?

  1. Investors: Seeking robust agreements for equity, debt, or hybrid investments.  
  2. Startups & Businesses: Looking to secure investments while safeguarding their interests.  
  3. Private Equity & Venture Capital Firms: Needing legally sound documentation for complex deals.  
  4. Banks & Financial Institutions: Drafting or reviewing loan and security agreements.  

Why Partner with Us?

– A team of seasoned legal and financial experts.  

– Deep understanding of corporate, securities, and investment laws.  

– Proven track record in handling domestic and international transactions.  

– Commitment to accuracy, transparency, and client success.  

    Secure Your Investments with Confidence

Proper documentation is critical for protecting your investment interests and ensuring smooth transactions.

An Investment Management Agreement (IMA) is a formal legal contract between an investor or a client (such as an individual, trust, or fund) and an investment manager, outlining the terms and conditions under which the manager will oversee and manage the investor’s assets.  

Key Components of an IMA

  1. Parties Involved:

   – Identification of the investor (client) and the investment manager (service provider).  

  1. Scope of Services:

   – Details the investment manager’s responsibilities, such as portfolio management, performance monitoring, and periodic reporting.  

  1. Investment Strategy:

   – Defines the objectives, risk tolerance, and asset allocation guidelines agreed upon by both parties.  

  1. Fees and Compensation: 

   – Specifies the management fees, performance fees, and other costs associated with the services.  

  1. Compliance and Regulations:

   – Ensures that the investment manager adheres to regulatory requirements (e.g., SEBI in India).  

  1. Reporting Requirements:

   – Details the frequency and content of performance and compliance reports.  

  1. Term and Termination:

   – Defines the duration of the agreement and conditions under which it can be terminated by either party.  

  1. Liability and Indemnity: 

   – Specifies the liability of the investment manager and indemnity provisions to protect both parties.  

  1. Conflict of Interest:

   – Discloses any potential conflicts and includes measures to address them.  

 

Benefits of an IMA

  1. Clarity and Transparency: Sets clear expectations for both the investor and the manager.  
  2. Risk Management: Aligns the portfolio management approach with the client’s risk appetite.  
  3. Regulatory Compliance: Ensures adherence to legal and regulatory standards.  
  4. Dispute Resolution: Provides a framework for resolving disputes between parties.