Appointing Auditors for verification & audit of Trust Accounts

Monitoring Compliance of AIF & Investment Manager with Terms of PPM

Ensuring adherence to the terms outlined in the Private Placement Memorandum (PPM) is crucial for regulatory compliance and investor trust. Our services include:  

  1. Compliance Checks:  

   – Regularly review and verify that Alternative Investment Funds (AIFs) and Investment Managers operate as per the PPM guidelines.  

  1. Audit & Reporting:

   – Conduct audits to identify discrepancies and generate compliance reports.  

  1. Regulatory Alignment:

   – Ensure adherence to SEBI regulations and other statutory requirements.  

  1. Risk Mitigation:

   – Address and resolve potential compliance risks proactively.  

Benefits

– Maintains trust with investors and stakeholders.  

– Ensures regulatory and operational transparency.  

– Reduces the risk of legal and financial penalties. 

Appointing professional auditors ensures compliance, transparency, and accountability in trust account management. Our services include:  

  1. Auditor Selection: Assistance in appointing experienced and qualified auditors.  
  2. Verification of Accounts: Comprehensive review of trust transactions and financial records.  
  3. Compliance Audit: Ensure adherence to regulatory and legal frameworks.  
  4. Audit Reports: Detailed and accurate reports for trustees and beneficiaries.  

Key Benefits:

– Builds trust among stakeholders.  

– Identifies discrepancies or inefficiencies.  

– Ensures legal and financial compliance. 

Continuous & Effective Liaising with the Investment Manager

Effective communication with the Investment Manager is critical to ensure seamless operations and optimal decision-making. Our service includes:  

  1. Regular Updates: Facilitate continuous information exchange regarding portfolio performance and strategy adjustments.  
  2. Document Exchange: Handle all required submissions and approvals efficiently.  
  3. Conflict Resolution: Address and resolve queries or issues promptly.  
  4. Strategic Coordination: Align trust or fund objectives with the investment manager’s strategies.  

Benefits:

– Ensures clarity and transparency in investments.  

– Enhances operational efficiency and decision-making.  

– Builds a strong partnership for sustainable growth.  

Timely Disclosures & Compliance Reporting to SEBI & Tax Authorities  

Maintaining compliance with SEBI and tax authorities is vital for regulatory adherence and credibility. Our services ensure accurate and timely reporting, including:  

  1. Regulatory Disclosures:

   – Prepare and submit mandatory disclosures to SEBI, including financial reports, material events, and updates.  

  1. Tax Compliance:

   – Timely filing of tax returns and reports as per statutory deadlines.  

   – Address TDS, GST, and other tax obligations.  

  1. Periodic Reporting:

   – Submission of annual and quarterly compliance reports to SEBI and tax authorities.  

  1. Monitoring & Updates:

   – Stay updated on regulatory changes to ensure compliance.  

Benefits:

– Avoid penalties and legal repercussions.  

– Build trust with regulators and stakeholders.  

– Enhance operational efficiency and transparency.